OT security · guide

What Is OT Security? Basics for IT People

What OT security is and how it differs from IT: ICS, IT/OT convergence, the Purdue model, core controls and the frameworks, for IT people moving into OT.

Free to read, no sign-up. Every drawing comes from the sample sites in Network Diagrams by Industry.

What is OT security?

Operational technology (OT) is the hardware and software that monitors and controls physical things: valves, motors, conveyors, kilns, chillers, door locks, packaging lines. Industrial control systems (ICS) are the part of OT that runs a process: PLCs, HMIs, SCADA, distributed control systems and safety systems.

OT security is protecting those systems so the process keeps running safely. That last word matters. In IT, a bad day is lost or stolen data. In OT, a bad day can be a fire, a spill, a damaged machine or someone hurt.

IT vs OT: what changes

IT OT
First priority Confidentiality of data Safety, then availability of the process
Typical lifetime 3 to 5 years 15 to 30 years
Patching Monthly, automated At planned shutdowns, after the vendor approves
Downtime Annoying, scheduled at night Lost production, sometimes unsafe
Protocols HTTPS, SMB, DNS Modbus, EtherNet/IP, PROFINET, S7, OPC UA, DNP3
Who owns it IT Engineering, maintenance, the plant manager, often a vendor
Change control Change board Management of change (MOC), with safety review

The protocols are the surprise for most IT people. Many industrial protocols have no authentication: anything that can reach a PLC on its port can often read and write it. That is why, in OT, who can reach what does more of the work than anything else.

IT/OT convergence

Plants used to keep control systems on their own isolated networks. Now the historian feeds the ERP, vendors support machines remotely, and engineering laptops move between the office and the floor. This IT/OT convergence is where most OT incidents start: not with an exotic PLC exploit, but with ordinary IT malware or a stolen remote access account that reaches a flat plant network.

The answer is not to undo convergence. It is to make every path between IT and OT deliberate, narrow and written down.

The Purdue model in two minutes

The Purdue model ranks systems by function, in levels:

  • Level 0: the process: sensors, valves, drives.
  • Level 1: basic control: PLCs and safety controllers.
  • Level 2: area supervisory control: HMIs and local SCADA.
  • Level 3: site operations: historian, MES, engineering workstations.
  • Level 3.5: the industrial DMZ (IDMZ) between OT and IT.
  • Levels 4 and 5: site business systems and enterprise IT.

Traffic should move one level at a time and never jump from enterprise IT straight to level 1. The free chapter Purdue model for OT security draws the levels and the zones for a small plant.

Purdue model levels drawn as bands with zones inside them

Purdue levels as bands, security zones as boxes, from Book 1's sample plant.

The core controls

Most OT security programs, and most OT security exams, come back to the same handful of controls:

  1. Asset inventory. You can't protect what you haven't listed. Record every controller, HMI, switch and server with its zone, owner and firmware. Passive discovery tools can find devices from network traffic without touching them; a source of truth such as NetBox keeps the list. See OT asset inventory in NetBox.
  2. Network segmentation. Group assets into zones and allow only written-down conversations between them. This is ISA/IEC 62443 zones and conduits.
  3. Secure remote access. Vendors and staff come in through a gateway in the IDMZ, with their own accounts, multi-factor authentication and sessions that are approved and logged. Never a port forward to an engineering workstation.
  4. Monitoring. Watch the conduits. OT monitoring tools read industrial protocols and flag a new device, a firmware download or a write to a PLC that nobody planned.
  5. Incident response that knows the plant. Pulling a network cable can stop a line or upset a process. Plan with operations who isolates what, and who decides.
  6. Backups of what can't be rebuilt. PLC programs, HMI projects and switch configurations, kept offline.

The frameworks you will hear about

  • ISA/IEC 62443: the industrial standard series: zones, conduits, security levels, requirements for owners, integrators and suppliers. See the 62443 zones and conduits guide.
  • NIST SP 800-82 Rev. 3: NIST's Guide to Operational Technology (OT) Security, free to download, with architecture guidance and an OT overlay of SP 800-53 controls. See NIST SP 800-82 and your network diagram.
  • The NIST Cybersecurity Framework and sector rules such as NERC CIP for power, which you'll meet if you work in those sectors.

Where to start on Monday

Draw the network. Not the whole thing perfectly: the zones, the boundaries between them and every path from IT, the internet and vendors into the plant. Most teams find a path they didn't know about on the first afternoon. Then write those paths down as a flow register and check the firewall enforces it.

The books behind these drawings

Pick the field guide for your kind of site

Each book takes one industry from blank page to a drawing set an auditor accepts, with the sample site, worksheets and a free chapter to try first.

Cover: Draw Secure Manufacturing Network Diagrams

BOOK 1 · MANUFACTURING

Draw Secure Manufacturing Network Diagrams

From Plant Floor to Purdue Model

Purdue levels, IDMZ, cell/area zones and conduits, rings and HA pairs, drawn so the auditor and the night shift read the same page.

349 pages · $39

Cover: Draw Secure School Network Diagrams

BOOK 2 · EDUCATION

Draw Secure School Network Diagrams

From Classroom to Campus Network

Staff, student, guest and building systems zones, Wi-Fi for thousands of Chromebooks, and the district WAN.

409 pages · $39

Cover: Draw Secure Warehouse Network Diagrams

BOOK 3 · WAREHOUSING AND LOGISTICS

Draw Secure Warehouse Network Diagrams

From Dock Door to Warehouse Wi-Fi

Conveyors, sorters, handhelds and AGVs, heavy Wi-Fi, and the dock, carrier and client connections.

387 pages · $39

Cover: Draw Secure Retail Network Diagrams

BOOK 4 · RETAIL

Draw Secure Retail Network Diagrams

From Point of Sale to PCI Segmentation

Cardholder data segmentation, POS, guest Wi-Fi and store IoT, from three stores to three hundred.

387 pages · $39

Cover: Draw Secure Small Office Network Diagrams

BOOK 5 · OFFICES

Draw Secure Small Office Network Diagrams

From Front Desk to Firewall

One firewall in the middle, MSP access, cloud and remote work, and branches, drawn for the insurer's questionnaire and the next MSP.

389 pages · $39

Cover: Draw Secure Bank and Credit Union Network Diagrams

BOOK 6 · BANKS AND CREDIT UNIONS

Draw Secure Bank and Credit Union Network Diagrams

From Teller Line to FFIEC Exam

Teller, wire room and card zones, the core processor's router, ATMs and alarm boxes, and branches, drawn for the examiner's request list.

376 pages · $39

Cover: Draw Secure Local Government Network Diagrams

BOOK 7 · LOCAL GOVERNMENT

Draw Secure Local Government Network Diagrams

From City Hall to CJIS Compliance

City hall, the police wing and CJIS, public Wi-Fi at the library and parks, closets in buildings you don't control, and water systems drawn as a boundary.

399 pages · $39

Cover: Draw Secure Hotel Network Diagrams

BOOK 8 · HOTELS AND HOSPITALITY

Draw Secure Hotel Network Diagrams

From Guest Room to Boiler Room

Front desk, restaurant and spa payments, guest and conference Wi-Fi, door locks and building systems, and the owner, brand and management company split.

381 pages · $39

Cover: Draw Secure Corporate Network Diagrams

BOOK 9 · CORPORATE HQ AND MULTI-SITE

Draw Secure Corporate Network Diagrams

From Campus Core to Branch WAN

VRFs and internal firewalls, campus fiber and risers, the data center, SD-WAN branches, and a chapter on law firms and the ethical wall.

385 pages · $39

Cover: Draw Secure Car Dealership Network Diagrams

BOOK 10 · CAR DEALERSHIPS

Draw Secure Car Dealership Network Diagrams

From Showroom to FTC Safeguards Rule

F&I and the credit file, the DMS outside your walls, shop diagnostic tools, lounge and lot Wi-Fi, and more rooftops, drawn for the FTC Safeguards Rule.

409 pages · $39